Proportionality – Getting the balance right
I know some people who, even today have an inherent loathing of compliance in all its forms. They see it as a drain on resource, an obstacle to running a smooth business and a real threat to [...]
The Big Picture and Big Dumb Questions
Nobody likes surprises. The latest headline compliance story in the public domain “Providence Collapse”, provides a timely reminder to all compliance professionals as to the importance of asking [...]
Enforcement Decisions
The release by the Guernsey Financial Services Commission on 6 June makes for fascinating reading. It concerns the judgement issued by the Royal Court of Guernsey in respect of an appeal made by [...]
Brexit Overview
Welcome to the first post on my new website I hope this will promote lots of healthy interaction and shared opinions. So, subject matter? It is difficult not to open with the hottest political [...]